The first level of client protection is provided by our comprehensive governance processes and the substantial financial resources of CI Assante Wealth Management’s parent company, CI Financial Corp. Assante’s legal and compliance personnel keep senior management, as well as CI Financial’s board of directors, aware of legal, regulatory and compliance matters on a continuous basis. In addition, CI Financial’s Internal Audit Department plays an integral role by reviewing and testing the processes and internal controls of Assante to ensure they are meeting regulatory requirements. CI Financial is listed on the Toronto Stock Exchange under the symbol “CIX” and is a component of the S&P/TSX Composite Index. CI Financial’s status as a publicly traded company provides additional transparency and accountability through continuous financial disclosure obligations. CI Financial, Canada’s third largest investment fund company, is financially strong. To see CI Financial’s most recent annual and quarterly reports and other related investor information, click here.
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Strong corporate backingProtecting Your AssetsFor more information
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Strong corporate backing
The first level of client protection is provided by our comprehensive governance processes and the substantial financial resources of CI Assante Wealth Management’s parent company, CI Financial Corp. Assante’s legal and compliance personnel keep senior management, as well as CI Financial’s board of directors, aware of legal, regulatory and compliance matters on a continuous basis. In addition, CI Financial’s Internal Audit Department plays an integral role by reviewing and testing the processes and internal controls of Assante to ensure they are meeting regulatory requirements. CI Financial is listed on the Toronto Stock Exchange under the symbol “CIX” and is a component of the S&P/TSX Composite Index. CI Financial’s status as a publicly traded company provides additional transparency and accountability through continuous financial disclosure obligations. CI Financial, Canada’s third largest investment fund company, is financially strong. To see CI Financial’s most recent annual and quarterly reports and other related investor information, click here.
At CI Assante Wealth Management, ensuring the security of assets entrusted to us by clients is a key priority. It goes hand in hand with our mission – to help create wealth and prosperity for Canadian families. In partnership with our professional advisors, who are among the most highly respected and accredited in the country, we are pleased to outline here four key safeguards that are in place to protect your assets: our strong corporate backing, the security safekeeping measures we follow, our adherence to strict industry standards and industry-wide investor protection. Sincerely, Sean Etherington President CI Assante Wealth Management
To find out more about how your assets are protected, we encourage you to visit these online sources: Investor Education Fund Canadian Securities Administrators Mutual Fund Dealers Association of Canada Investment Industry Regulatory Organization of Canada Investment Funds Institute of Canada Canadian Investor Protection Fund Canadian Life and Health Insurance Association Assuris
